catnofish

Drove the company's financial business digital transformation and supported internal system upgrades, assisting in resolving potential operational issues. Developed and maintained core financial technology systems (e.g., trading, risk control), while ensuring the security, stability, and efficiency of related infrastructure. Monitored investment banking project progress, identified about 30 abnormally statued projects, and reported findings to management and the internal quality control department. Researched and applied innovative technologies in financial scenarios, and promoted documentation standardization for NEEQ listing and Beijing Stock Exchange IPO projects.

Participated in the whole process of M&A transactions, including a RMB 7-billion M&A case in the feed industry, and took charge of key links like project due diligence, transaction structure design and agreement negotiation. Conducted in-depth due diligence on target companies, focusing on core aspects such as financial statements, equity structure, and subsidiaries’ mortgage loans and stock pledge arrangements. Coordinated with internal departments (e.g., legal, finance) and external institutions (e.g., intermediaries, target companies) to promote smooth progress of M&A projects. Tracked domestic and foreign M&A market trends and policy changes, maintained industry dynamics updates for the department, and drafted pitchbooks for NEEQ-listed companies in the optoelectronics industry.

Assisted attorneys in legal document preparation (e.g., pleadings, contracts, case summaries) and supported a transnational fraud and fund misappropriation case to facilitate daily case operations. Conducted legal research on U.S. state and federal laws, compiled findings into organized reports, and reviewed/translated over 50 legal materials (e.g., defendant’s submissions, bank records) to flag court-eligible documents. Managed case file organization and electronic document indexing, ensuring efficient retrieval of key materials for the legal team. Facilitated weekly communication between the firm and a Chinese client, served as an interpreter in client meetings, and drafted follow-up emails to maintain smooth information flow.

Supported attorneys in civil litigation and corporate law matters by drafting legal documents (e.g., motions, affidavits) and tracked SEC enforcement actions, SPAC transactions, and IPO cases to compile summary reports. Conducted research on California state laws, federal regulations, and Variable Interest Entity (VIE) structure, and hosted a 2-hour workshop on VIE to share key insights with the team. Organized electronic case files (e.g., indexing evidence, updating status trackers) and prepared a report summarizing NASDAQ’s proposed regulations for IPOs of restrictive market companies. Assisted in client intake processes (e.g., compiling background info, scheduling meetings) and explained a client’s VIE agreements to an associate, enhancing attorney-client communication efficiency.