cyrilarlot

Risk & Compliance Expert

Private banking and Asset management Risk & Compliance Expert with 20 years of cumulated experience in Switzerland and Luxembourg. Proven track record in Compliance, Investment and Operational risks, with a demonstrated impact on firms’ risk levels and compliance culture.


Experience: 10 years

Yearly salary: $150,000

Hourly rate: $100

Nationality: 🇨🇭 Switzerland

Residency: 🇨🇭 Switzerland


Experience

Investment Risk Manager (AVP)
Banque Pictet SA – Pictet Wealth Management
2014 - 2024
Private funds and accounts guidelines/constraints monitoring. Advisory mandates monitoring. Portfolio and strategy alignment monitoring. Investment risk and performance monitoring. ESG risk monitoring. ICS and operational risk management.
Compliance and Investment Controlling Officer (AVP)
Pictet Asset Management SA
2010 - 2014
Code of Ethics and Compliance manual monitoring. Market conduct monitoring. Review of management mandates and marketing material. KYC/AML. Funds and institutional mandates guidelines/constraints monitoring. ICS and operational risk management.
Investment controlling – Deputy Team Manager
Citi Luxembourg – Fund Compliance Administration
2005 - 2010
Funds and institutional mandates guidelines/constraints monitoring. ICS and operational risk management. Team management.
Global Custody Officer
BNP Paribas Securities Services Luxembourg
2004 - 2005

Skills

analyst
compliance
finance
sanctions
legal
english
french
german