dbairon
Senior Financial Compliance Manager
Compliance and risk management professional with 14 years of comprehensive experience in the financial leasing industry. Proven track record in policy formulation, compliance oversight, cross-departmental collaboration, and risk governance. Experienced in interpreting regulatory requirements, establishing internal control procedures, and ensuring business operations adhere to compliance standards. Strong analytical skills, policy writing ability, and sound judgment in assessing financial and regulatory risks. Capable of communicating complex compliance concepts clearly and building trusted relationships with stakeholders across teams and locations.
Experience: 11 years
Yearly salary: $90,000
Hourly rate: $40
Nationality: 🇨🇳 China
Residency: 🇨🇳 China
Experience
Senior Business Compliance Manager (Deputy Manager, Risk Management)
Hebei Financial Leasing Co., Ltd. 2021 - 2026
Led a team of 7 to oversee compliance management for a total asset portfolio of approximately ¥65 billion. Responsible for end-to-end compliance governance, risk control, and operational standardization. Developed and maintained internal compliance policies and procedures to align with regulatory requirements and industry best practices. Conducted risk assessments and compliance reviews on business projects, identifying potential risks and implementing appropriate control measures. Collaborated with business, legal, technical, and operational teams to support strategic initiatives and ensure effective compliance oversight throughout project lifecycles. Communicated complex regulatory and risk requirements clearly to internal teams, promoting risk awareness and consistent compliance execution. Monitored operational processes and key indicators to identify optimization opportunities and improve overall compliance efficiency. Built and maintained positive working relationships with internal and external stakeholders, ensuring smooth coordination and delivery of compliance objectives.
Business Compliance Supervisor
Far East Horizon Limited 2012 - 2021
Built and led operational risk teams from zero; established full-cycle risk governance for physical & movable asset leasing, focusing on asset valuation, registration, authenticity, and contract compliance. Established end-to-end operational risk systems across business units, defining standards for asset verification, title confirmation, contract execution, and collateral control — core foundations for RWA asset structuring. Designed a tiered closed-loop risk management system that reduced documentation disputes and strengthened underlying asset authenticity control. Led national industrial equipment leasing governance covering 10+ specialists, unifying risk standards for large-scale physical asset portfolios. Turned around a loss-making packaging business unit to ¥700M pre-tax profit (2017) through rigorous asset due diligence and optimized risk allocation. Completed the group’s first utility-scale photovoltaic power plant direct leasing risk assessment, building expertise in renewable energy asset underwriting. Trained 200+ business managers on operational risk governance; awarded 2020 Outstanding Instructor.
Skills
finance
kyc
english
chinese-mandarin