gadnk

I was responsible for steering research and technical projects; advising on legislation, regulations, and supervisory practices; reviewing compliance with various regulations and standards, such as Basel II, III and other liquidity risk requirements. Well-versed in identifying and resolving complex regulatory issues and examining financial services clients’ compliance with regulatory requirements of the Cayman Islands Monetary authority. Have experience in dealing with multiple teams and staff to execute mission-critical tasks, while providing professional development and training opportunities. As part of my role as a manager my other responsibilities included but were not limited to; monitoring and reporting audit status to Senior Managers and Partners, examining working papers drafted by seniors and staff on ongoing assignments. Analyzing financial statements to ensure conformance to GAAP/IFRS standards. Billing and following upon amounts billed to clients. Overseeing two or more clients simultaneously, while complying with reporting deadlines for all clients. Aligning financial services clients’ adherence to regulatory requirements of the Cayman Islands Monetary authority and other external industry regulators.

Oversaw internal team engagements with managers, senior managers, and partners on setting job strategies and remediating issues to prevent recurrence. Generated and delivered reports to Manager/Senior Managers and Partners on audit status. Managed and improved client meeting communications and issues noted during audits. Supervised staff and interns, guided and mentored staff, and examined staff efforts on given assignments according to audit plan and global methodology. Evaluated financial statements to ensure adherence to relevant GAAP. Ensured that bank complies with requirements of Basel II, such as Capital adequacy requirements and other liquidity risk requirements. Led audits from planning to completion, including gathering audit evidence to form opinion on financial statements, while ensuring documentation of working papers to support audit evidence. Completed all assignments properly, from planning to final reporting, by collaborating with managers and clients on assignments’ status.

Supervised and guided staff, while periodically training staff and evaluating staff performance on delegated tasks to ensure alignment with agreed audit plan. Communicated reports to managers and partners on audit’s progress. Drove engagement teams in executing assignments as per PwC audit methodology. Documented working papers to support audit evidence. Analyzed banks’ compliance with Basel and Finma requirements. Spearheaded wide range of audits, from inception to completion, while collecting audit evidence to establish opinion on financial statements.

Planned and executed audits from conception to completion, while reporting to Manager/Senior Managers on audit status. Mentored and supervised personnel to ensure timely completion of assigned tasks. Trained staff and monitored staff activities to ensure compliance with pre-defined audit plan. Formed opinion on financial statements by gathering audit evidence, while documenting working papers to support audit evidence collected. Authored management letters and examined issues during audits with engagement executives and client’s management.

Planned and executed audits from conception to completion, while reporting to Manager/Senior Managers on audit status. Mentored and supervised personnel to ensure timely completion of assigned tasks. Trained staff and monitored staff activities to ensure compliance with pre-defined audit plan. Formed opinion on financial statements by gathering audit evidence, while documenting working papers to support audit evidence collected. Authored management letters and examined issues during audits with engagement executives and client’s management.