sajna
Compliance Director (Regulatory Advisory Compliance)
Experienced Compliance Professional with 10 years experience at Top Investment Banks such as Goldman Sachs, Morgan Stanley and HSBC. Provided Regulatory Compliance Advisory guidance to senior stakeholders in Sales & Trading across these asset classes: Credit, Commodities, Emerging Markets, Foreign Exchange, Rates and Digital Assets (e.g. Crypto, Bitcoin ETFs). Conscientious collaborator who has worked with global teams to manage new business growth projects. Highly effective communicator who has led training sessions for 100+ traders on complex financial regulatory topics and written company policies. A LSE Graduate, who is a fast learner with a consistent track-record of swiftly developing new skills and knowledge with CISI Qualifications on Regulations, Securities and Derivatives. Worked at the Analyst, Associate and Director level as a Compliance Officer.
Seeking to enhance the Compliance or Risk Management function at a company dedicated to growth in the financial sector. My 10+ years experience involves expert Project Management skills, being a Training Lead and Technical Writer. I am eager to offer these skills to boost your company's growth potential.
Experience: 11 years
Yearly salary: $120,000
Hourly rate: $150
Nationality: 🇬🇧 United Kingdom
Residency: 🇬🇧 United Kingdom
Experience:
Period | Title | Company |
---|---|---|
2019 - 2023 | Compliance Director (Regulatory Advisory Compliance) | Morgan Stanley |
2016 - 2019 | Senior Compliance Analyst (Regulatory Advisory Compliance) | Goldman Sachs |
2013 - 2015 | Compliance Analyst (Regulatory Compliance) | HSBC |
2012 - 2012 | Compliance Analyst (Regulatory Compliance) | HSBC |
2011 - 2011 | Equities Dividend Analyst | Markit |
Skills: