sajna

Compliance Director (Regulatory Advisory Compliance)

Experienced Compliance Professional with 10 years experience at Top Investment Banks such as Goldman Sachs, Morgan Stanley and HSBC. Provided Regulatory Compliance Advisory guidance to senior stakeholders in Sales & Trading across these asset classes: Credit, Commodities, Emerging Markets, Foreign Exchange, Rates and Digital Assets (e.g. Crypto, Bitcoin ETFs). Conscientious collaborator who has worked with global teams to manage new business growth projects. Highly effective communicator who has led training sessions for 100+ traders on complex financial regulatory topics and written company policies. A LSE Graduate, who is a fast learner with a consistent track-record of swiftly developing new skills and knowledge with CISI Qualifications on Regulations, Securities and Derivatives. Worked at the Analyst, Associate and Director level as a Compliance Officer. 

Seeking to enhance the Compliance or Risk Management function at a company dedicated to growth in the financial sector. My 10+ years experience involves expert Project Management skills, being a Training Lead and Technical Writer. I am eager to offer these skills to boost your company's growth potential.


Experience: 11 years

Yearly salary: $120,000

Hourly rate: $150

Nationality: 🇬🇧 United Kingdom

Residency: 🇬🇧 United Kingdom

Experience:

Period Title Company
2019 - 2023 Compliance Director (Regulatory Advisory Compliance) Morgan Stanley
2016 - 2019 Senior Compliance Analyst (Regulatory Advisory Compliance) Goldman Sachs
2013 - 2015 Compliance Analyst (Regulatory Compliance) HSBC
2012 - 2012 Compliance Analyst (Regulatory Compliance) HSBC
2011 - 2011 Equities Dividend Analyst Markit

Skills:

analyst
compliance
content-writer
copywriting
project-manager
research
technical-writer
legal
english