Full Stack Developer
Full Stack Engineer
Financial Professional with 6 years of experience in securities, insurance, regulatory compliance, and financial analysis. Demonstrates strong skills in risk management, investment strategy, and trade monitoring, with a proven track record in trading operations and digital assets. Adept at leveraging communication and technical skills to enhance compliance and supervisory roles, aiming to drive measurable improvements in financial operations.
Experience: 1 year
Yearly salary: $128,000
Hourly rate: $70
Residency: 🇺🇸 United States
Experience
EXECUTION SERVICES SENIOR TRADE ANALYST
Fidelity Investments - Fidelity Digital Assets 2022 - 2023
Led Digital Trading Operations: Managed daily operations of the digital assets platform, ensuring flawless trade execution and regulatory compliance. Enhanced Efficiency: Streamlined processes by developing monitoring strategies and policies, reducing errors and improving performance. Ensured Compliance: Maintained strict adherence to financial regulations, reinforcing the firm’s robust compliance framework. Cross-functional Collaboration: Worked with liquidity providers, vendors, and internal teams to resolve trade discrepancies and ensure accurate settlements. Project Leadership: Led system upgrades and scaled trade volumes from 15 to hundreds of thousands. Technical Expertise: Used SQL, Python, and Tableau to maintain trading systems and drive data-driven insights. Risk Mitigation: Developed strategies to enhance platform security and reliability. Team Leadership: Communicated technical solutions to senior leadership and mentored junior staff.
MANAGED ACCOUNTS SENIOR SUPPORT SPECIALIST
Fidelity Investments 2021 - 2022
Enhanced risk management by implementing oversight strategies, ensuring regulatory compliance. Conducted detailed client account reviews, proactively identifying and addressing risks. Oversaw regulatory compliance for premium managed products, applying up-to-date legal knowledge. Supported client consultations to develop tailored investment strategies aligned with financial goals. Collaborated with cross-functional teams to resolve complex issues and implement effective solutions. Led data-driven risk assessments, identifying key compliance vulnerabilities, and implementing mitigation strategies to ensure regulatory adherence. Facilitated cross-departmental initiatives, enhancing communication and coordination between risk management and compliance teams for seamless operations. Streamlined client review processes, reducing review time and enhancing accuracy, thereby improving overall client satisfaction and compliance efficiency. Advocated for regulatory updates, educating teams on new compliance requirements, and ensuring timely implementation to mitigate potential risks.
CLIENT SERVICES REPRESENTATIVE
Morgan Stanley 2019 - 2019
Assisted clients in managing online portfolios, enhancing navigation and troubleshooting issues. Collaborated with specialized teams to resolve complex investment inquiries efficiently. Boosted client satisfaction through effective problem-solving and seamless interactions. Improved platform usability, leading to measurable increases in client engagement. Facilitated smooth communication between clients and specialized teams, ensuring timely resolutions. Led client interactions, collaborating with specialized teams to resolve intricate investment issues, ensuring high client satisfaction.
HIGH NET WORTH REPRESENTATIVE
Fidelity Investments 2019 - 2022
Complex Trading Strategies: Assisted elite clients with complex trading strategies, including unsolicited trades, options, margin trading, equities, mutual funds, fixed income instruments, futures, and commodities. Regulatory Compliance: Managed retirement account contributions and distributions, ensuring accurate processing and strict adherence to regulatory requirements. Client Advisory Services: Provided personalized investment advice and tailored solutions to high-net-worth clients, enhancing their financial portfolios and achieving their investment goals. Risk Management: Identified and mitigated potential risks in client portfolios, providing proactive advice to safeguard their investments. Relationship Building: Cultivated strong relationships with clients through exceptional service, resulting in increased client satisfaction and loyalty. Cross-functional Coordination: Collaborated with internal teams, including portfolio managers and compliance officers, to address and resolve client inquiries and complex financial issues efficiently. Executed high-value trades, achieving client financial goals and contributing to overall portfolio growth. Monitored client accounts for accuracy and compliance, implementing corrective actions to maintain financial integrity.
TIER II FRAUD ANALYST
Concentrix 2018 - 2019
Investigated and approved new accounts, reducing fraudulent credit lines. Escalated suspected fraudulent accounts, ensuring operational security. Supported fraud prevention efforts, enhancing company integrity. Analyzed account applications to detect fraud, reducing risk and protecting company assets. Escalated suspected fraud cases efficiently, enhancing operational security and minimizing financial losses.
Skills
crypto
full-stack
english