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Chief Compliance Officer


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About us

XBTO is a world leader in cryptofinance. In 2015, we were the first to provide institutional- grade liquidity to major trading platforms. Since then, we have made significant efforts to create stability in the cryptocurrency markets. We continue to grow and shape the industry through our extensive trading experience and deep technical knowledge of blockchain. XBTO consistentranks among the top crypto trading and venture investing firms.

The role:

The Chief Compliance Officer is responsible for ensuring compliant business practices with regulations, identifying and documenting regulatory risks and assisting the businesses in developing controls and best practice to support risk mitigation.

As the subject matter expert, the CCO is responsible for establishing standards and implementing procedures to ensure that the compliance programs throughout the organization is effective and efficient in identifying, preventing, detecting, and correcting noncompliance with applicable laws and regulations.

This position involves planning, organization, and execution of day-to-day operational compliance activities. Additionally, this individual will help maintain a strong compliance framework for a growing team. The CCO will work with the business to remediate issues identified through testing and support.

The candidate should have experience providing direction and oversight and be able to help guide the team in the assessment of control deficiencies while assisting in developing effective remediation plans. The CCO will also provide direction in the ongoing maintenance of the annual compliance risk assessment.

The individual must be able to provide compliance guidance that balances regulatory requirements, risk mitigation and business objectives.


  • Oversee XBTO Group Risk & Compliance program, roadmap and strategy
  • Facilitating annual regulatory risk assessment and providing senior management with recommendations based on the results.
  • Tracking and providing recommendations for remediation of identified exceptions or deficiencies while collaborating with the business to follow up on timely remediation.
  • Create programs and best practice execution for example, monitoring employee activity, electronic correspondence
  • Ongoing employee training and new hire compliance training.
  • Oversight of annual compliance testing.
  • Monitoring complaints and reporting/partnering relevant collogues to resolve.
  • Performing (daily, weekly, monthly, and/or quarterly) compliance reviews.
  • Providing guidance to Operational groups related to client fee billing process and processing of investment advisory agreements.
  • Working for the Code of Ethics and compliance manual updates.
  • Work to mitigate any reputational risk from a compliance/regulatory perspective on behalf of the company


  • Minimum of bachelor’s degree in Law, Finance, or Business Administration, or in a related field. Nice to have – Juris Doctor, M.S. in Law or Legal Studies
  • Certifications: Certified Compliance & Ethics Professional (CCEP), or Certified Internal Auditor,
  • 10+ years compliance experience, creating and directing the compliance function within the financial services industry.
  • They must have solid experience with Federal, state, and local regulations guiding financial institutions.
  • Experience evaluating federal laws and regulations managing impact and providing resolutions. For example, Private Placement and Crowd funding business, including products, compliance, and administration; be familiar with Federal Securities regulations such as the Investment Company Act of 1940, the Investment Advisers Act of 1940, Securities Exchange Act of 1933, and Regulation CF, etc.
  • Experience interacting and managing relationship with regulators
  • Proven ability to developing, managing, and lead a small team, as well as establishing and implementing procedures and establishing a compliance culture.
  • Must demonstrate excellent written and verbal communication skills as an influencer and partner to internal and external stakeholders.


  • Problem-solving and perseverance capability in an ever-changing and growing environment
  • Willingness to trust co-workers and to take ownership
  • Ability to receive and give constructive feedback
  • Strong professional demeanour, work ethic and critical thinking skills
  • Ability to work with remote teams globally and possess cultural intelligence
  • Responsibility, good collaboration, humility, and ability to deliver independently
  • Able to work autonomously and possess an infectious ‘can -do’ attitude!

Our Offer:

XBTO wants to accelerate the social benefits of cryptocurrency. To achieve this goal, we innovate and create “Trusted Crytofinance”. We work with leading traders, investors, and entrepreneurs. Are you next?

In contributing your expertise to the growth of XBTO and the cryptofinance ecosystem, you will receive a market leading compensation package in addition to generous benefits. You will experience a fun and collegiate work environment with the chance to work in some great locations such as Miami, New York or Paris. Both short term placements as well as permanent may be available (facilitated by sponsoring work permits globally as required). You will find colleagues who will laugh with you, just as much as they will challenge you, around the clock given our global presence. Our DNA is one that is performance-driven and meritocratic meaning that the upside for strong results is immense.

Our Hiring Process:

In compliance with applicable law, all persons hired will be required to verify their identity and eligibility to work and to complete employment eligibility verification and background checks.

XBTO is an equal opportunity employer. We seek a diverse applicant pool and hire without regard to race, gender identity, religion, national origin, ancestry, citizenship, physical abilities (or disability), age, sexual orientation, veteran status, or any other characteristic protected by law.