China Renaissance Securities 华兴证券 Jobs

About the Company

We are a leading financial institution providing a range of financial services, including private placement advisory, M&A advisory, securities underwriting, sales & trading, and investment management. The group is dedicated to serve China’s new economy entrepreneurs with one-stop financial solutions in Mainland China, Hong Kong, and the United States.

China Renaissance has offices in Beijing, Shanghai, Hong Kong and New York, with approximately 600 employees. To cope with business expansion, we invite high-calibre candidate to join us.

Responsibilities:

• Responsible for executing stock buy and sell operations in the U.S. equities markets, ensuring trades are conducted efficiently and in compliance with regulatory requirements.
• Closely monitor market conditions, analyse stock trends, identify trading opportunities, and support the development of trading strategies aligned with company objectives.
• Monitor operational, market, credit, and compliance risks, ensuring all trading activities adhere to internal policies and U.S. securities regulations (such as SEC, FINRA, MSRB, etc.).
• Collaborate closely with internal research and sales teams to provide market insights and trading recommendations.
• Manage client relationships, understand client needs, and deliver tailored trading solutions to institutional clients.

Qualifications:

• Degree holder in Finance or a related discipline.
• At least 2 years of experience in US equity trading, with relevant securities licenses (FINRA Series 55/57 licenses is a mush, while holding SIE and FINRA Series 7, 63 would be a plus).
• Have strong interests in web3, related experience as priority.
• In-depth knowledge of US securities market regulations and compliance requirements, familiar with operational risk control and anti-money laundering (AML) regulations.
• Proficient in operating Bloomberg, Eikon, Excel (including VBA), Trading Platforms, etc.
• Excellent risk management and compliance awareness, adept at identifying potential issues.
• Good communication skills and teamwork spirit, able to effectively collaborate with internal teams and clients.