Floating Point Group is hiring a

Web3 Senior Compliance Associate

We don’t stop there. Check out these other perks:

• Comprehensive health, dental and vision insurance
• Equity-heavy compensation packages
• Access to our corporate sponsor box at Madison Square Garden
• Remote friendly (and pet friendly) workplace
• Paid time off
• Catered lunch, daily
• Stocked snack station
• Learning Lunches

THE ROLE IN A NUTSHELL

We are looking for an experienced Compliance Associate with a superb track record of ensuring compliance and supporting business and operations teams in following all applicable rules.

Reporting to the Vice President of Legal and Compliance, this person will assist with all day-to-day compliance responsibilities and be a major part of our Policy Team making important compliance and business decisions.

As our teams innovate never-before-seen cryptocurrency products and services you will act as their legal eyes and ears, helping ensure they do not inadvertently fall foul of compliance:

What you'll be doing:

Compliance Operations:

• Transaction Monitoring:
  • Conduct real time transaction monitoring of customers' activities in accordance with regulatory requirements and internal guidelines
  • Investigate suspicious activity and determine whether a SAR should be filed
  • Prepare and file SARs
  • Work closely with Trading and Ops teams to ensure compliance and provide guidance

• KYC and Customer Onboarding:
  • Manage customer onboarding and conduct KYC verifications, screenings, and ongoing rescreening
  • Ensure an easy and pleasant onboarding experience for customers while following all policies and procedures
• External Parties:
  
  • Correspond with and maintain relationships with our partners, including banks, cryptocurrency exchanges, compliance vendors, advisors, law firms, and auditors
  • Provide due diligence materials as requested and ensure compliance with external parties requirements
  • Support the performance of audits and examinations
• General
  • Recommend ways to improve and automate internal processes
  • Assist with the implementation of systems and controls
  • Identify compliance and fraud risks and offer solutions
  • Keep abreast of regulatory developments and guidelines, and update our policies and procedures accordingly

Contact us if you can relate to any of the following:

• You have a BA or BS degree in a relevant field
• CAMS certified (not required, but a major plus)
• You have at least 3 years of relevant experience (conducting transaction monitoring, AML/Fraud investigations, customer due diligence, SAR preparation and filing)
• You have worked in either a trading venue, fintech, software business, or a related financial services organization
• You have working knowledge of applicable laws, regulations, and guidelines (e.g., BSA, OFAC, FinCEN guidance, KYC, and industry best practices)
• You have a strong interest in financial innovation and specifically in blockchain/crypto/defi
• You possess strong interpersonal, analytical, and communications (verbal and written) skills
• You live by the mission of a more scalable, programmatic, and decentralized vision of the future of finance

Apply Now: