Madison-Davis, LLC Jobs
There is 1 Web3 Job at Madison-Davis, LLC
| Job Position | Company | Posted | Location | Salary | Tags |
|---|---|---|---|---|---|
Madison-Davis, LLC | Stamford, CT, United States | $90k - $120k |
Asset management company located in Stamford Connecticut looking to bring on board a "Compliance Analyst” to join their team. They are currently in office (2 days a week).
Responsibilities:
*Assist the Senior Associate, Compliance in facilitating the ongoing review of customers and transactions in accordance with the Firm’s AML Program
*Conduct analyses using blockchain analytics software to determine risk rating of investors, customers and counterparties engaging in crypto transactions with the firm
*Handle the investigative process from detection to decisioning, including drafting SARs when appropriate
*Help identify areas of improvement to increase efficiency and effectiveness
*Assist in testing the effectiveness of the Firm’s Compliance Program
*Assist the Compliance team on special projects, as applicable
*Effectively work and communicate across all levels of the organization
*Develop in-depth knowledge of the Firm’s investment products and capabilities
*Interest in learning the regulatory obligations under BSA/AML rules, Rule 206(4)-1 of the Investment Advisers Act, SEC Marketing Rule, and FINRA Rule 2210, and any other applicable