Kraken is hiring a

Web3 CASS Officer, UK

Building the Future of Crypto 

Our Krakenites are a world-class team with crypto conviction, united by our desire to discover and unlock the potential of crypto and blockchain technology.

What makes us different?

Kraken is a mission-focused company rooted in crypto values. As a Krakenite, you’ll join us on our mission to accelerate the global adoption of crypto, so that everyone can achieve financial freedom and inclusion. For over a decade, Kraken’s focus on our mission and crypto ethos has attracted many of the most talented crypto experts in the world.

Before you apply, please read the Kraken Culture page to learn more about our internal culture, values, and mission. We also expect candidates to familiarize themselves with the Kraken app. Learn how to create a Kraken account here.

As a fully remote company, we have Krakenites in 70+ countries who speak over 50 languages. Krakenites are industry pioneers who develop premium crypto products for experienced traders, institutions, and newcomers to the space. Kraken is committed to industry-leading security, crypto education, and world-class client support through our products like Kraken Pro, Kraken NFT, and Kraken Futures.

Become a Krakenite and build the future of crypto!

Proof of work

The team

As the designated CASS Officer, you will be responsible for Crypto Facilities (Kraken MTF) compliance with the prescribed responsibilities associated in order for us to successfully meet MiFID II MTF and CASS obligations. You will build and manage a small team to ensure that Crypto Facilities maintains good regulatory standing with the Financial Conduct Authority (FCA)

The ideal candidate should have experience working in a brokerage or exchange trading environment, with a deep understanding of financial operations applicable to activities under MiFID, MiFIR, MAR, SMCR and UK crypto asset regulatory frameworks, and be well-versed in ongoing regulatory and policy discussions in the UK with respect to crypto assets. 

The opportunity

• Be responsible for the ongoing CASS obligations of the firm with all applicable regulatory requirements for operating a Multilateral Trading Facility (MTF)

• Be responsible for compliance matters associated with our activities under the Financial Conduct Authority’s (“FCA”) Client Assets Sourcebook (“CASS”) and, in turn, for the establishment and adequate functioning of appropriate policies, procedures

• Be responsible for the submission and oversight of all regulatory reports/ad hoc filings, transaction reporting, STORs, etc

• Ensure our control framework is designed and operating effectively, keeping our customers as top priority at all times..

• Monitor internal and external business, regulatory and technology environments to identify new or emerging risks and verify remediation of issues as applicable.

• Develop and oversee the CASS Risk and Control Matrix.

• Lead any CASS projects undertaken its impact on the firm's CASS Risk and Control matrix. 

• Develop and maintain a relationship with the relevant local regulatory authority on behalf of Crypto Facilities

• Work closely with the CEO of Crypto Facilities and regional leadership to ensure close alignment and operational compliance efficiencies for regional group entities are implemented.

• Provide internal training as required. 

Skills you should HODL 

• 8+ years in a previous finance, product control or CASS Oversight position at an FCA regulated financial institution

• Experience within trading venue, brokerage or investment firm financial operations at an FCA regulated firm 

• Strong Derivative Product experience

• Comprehensive knowledge of the UK regulatory environment, developments, and licensing requirements - particularly Safeguarding and/or CASS.

• Familiarity with AML and KYC best practices in UK & EU markets

• Skilled in collaborating with stakeholders at all levels across tech and non-tech groups

• Ability to lead in a fast-growth environment with focused and hardworking individuals

• Strong preference for prior regulated crypto services experience.

#LI-Remote #LI-PE1 #UK

This job is accepting ongoing applications and there is no application deadline.

Please note, applicants are permitted to redact or remove information on their resume that identifies age, date of birth, or dates of attendance at or graduation from an educational institution.

We consider qualified applicants with criminal histories for employment on our team, assessing candidates in a manner consistent with the requirements of the San Francisco Fair Chance Ordinance.

Kraken is powered by people from around the world and we celebrate all Krakenites for their diverse talents, backgrounds, contributions and unique perspectives. We hire strictly based on merit, meaning we seek out the candidates with the right abilities, knowledge, and skills considered the most suitable for the job. We encourage you to apply for roles where you don't fully meet the listed requirements, especially if you're passionate or knowledgable about crypto!

As an equal opportunity employer, we don’t tolerate discrimination or harassment of any kind. Whether that’s based on race, ethnicity, age, gender identity, citizenship, religion, sexual orientation, disability, pregnancy, veteran status or any other protected characteristic as outlined by federal, state or local laws. 

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