FalconX is hiring a

Web3 Regulatory Compliance Lead

Impact

At FalconX, you’ll help make crypto assets a successful asset class in the most compliant way. Some of the largest financial institutions from Wall Street to Silicon Valley and around the world will turn to us for the best market prices and insights on the crypto industry. You will understand the key money laundering risks within the global digital assets industry and assist in putting key risk mitigation controls in place. As a key member of the EU compliance team and key contributor to the global compliance program, you will learn and grow our company’s values which define our culture and drive day to day behaviours and decision making.

Responsibilities

• Assist the Compliance Officer in keeping the compliance policies and procedures updated
• Assist the Compliance Officer in replying to regulatory requests
• Reviewing new regulatory requirements, identifying gaps, and designing plans on how to mitigate such gaps especially on MiCA and its RTSs
• Provide advisory compliance policy approach to internal stakeholders as needed
• Assist the Compliance Officer in updating the compliance risk assessments
• Deliver compliance, governance and GDPR training to staff
• Proactively seek and develop greater productivity and enhancements where possible through process improvements and/or technological enhancements
• Support regional compliance on ad hoc risk control projects and management reporting
• Carry out compliance testing on a risk based approach and subject to the Annual Compliance Plan and direction of the Compliance Officer
• Liaise with internal stakeholders such as Institutional Coverage (IC), Sales, Business Operations, Products, Engineering, Group Compliance and Legal
• Assist in the compilation of reports to the Board and regulators, extracting of data, replying to requests for information from regulators and assists during thematic reviews of the regulators

Success

• As an Regulatory Compliance specialist, you’ll be part of a global network of compliance officers and a key contributor to the success of the Firm’s Compliance program
• To be successful in this role, you must work well under pressure and have excellent communication skills
• You will need to be flexible and work well with sometimes shifting priorities.
• Be open to providing coverage when team members are on holiday or out of the office.

Required Qualifications

• 6 to 8 years work experience in a compliance related role preferably within a financial institution, consultancy firm or regulator. Familiarity with the operations of the crypto, investment or banking sector/s will be considered an asset
• Qualification relating to financial services, GDPR or compliance
• Strong oral and written communication skills
• Good judgment and analytical skills
• Strong follow up skills and ability articulate in a clear and timely manner
• Team player
• Genuine interest in digital assets and blockchain technology

Apply Now: