Analyst Web3 Jobs in Stamford, Connecticut, United States

Asset management company located in Stamford Connecticut looking to bring on board a "Compliance Analyst” to join their team. They are currently in office (2 days a week).

Responsibilities:

*Assist the Senior Associate, Compliance in facilitating the ongoing review of customers and transactions in accordance with the Firm’s AML Program

*Conduct analyses using blockchain analytics software to determine risk rating of investors, customers and counterparties engaging in crypto transactions with the firm

*Handle the investigative process from detection to decisioning, including drafting SARs when appropriate

*Help identify areas of improvement to increase efficiency and effectiveness

*Assist in testing the effectiveness of the Firm’s Compliance Program

*Assist the Compliance team on special projects, as applicable

*Effectively work and communicate across all levels of the organization

*Develop in-depth knowledge of the Firm’s investment products and capabilities

*Interest in learning the regulatory obligations under BSA/AML rules, Rule 206(4)-1 of the Investment Advisers Act, SEC Marketing Rule, and FINRA Rule 2210, and any other applicable