Crypto.com Jobs in United States
There are 240 Web3 Jobs at Crypto.com
web3.career is now part of the Bondex Ecosystem
| Job Position | Company | Posted | Location | Salary | Tags |
|---|---|---|---|---|---|
Crypto.com | United States | $230k - $280k | |||
Crypto.com | United States | $130k - $160k | |||
Crypto.com | United States | $150k - $250k | |||
Crypto.com | United States | $15k - $22k | |||
| Learn job-ready web3 skills on your schedule with 1-on-1 support & get a job, or your money back. | | by Metana Bootcamp Info | |||
Crypto.com | Chicago, IL, United States | $200k - $265k | |||
Crypto.com | United States | $12k - $22k | |||
Crypto.com | United States | $150k - $250k | |||
Crypto.com | New York, NY, United States | $72k - $110k | |||
Crypto.com | New York, NY, United States | $66k - $90k | |||
Crypto.com | Chicago, IL, United States | $80k - $110k | |||
Crypto.com | United States | $85k - $145k | |||
Crypto.com | United States | $120k - $168k | |||
Crypto.com | United States | $140k - $170k | |||
Crypto.com | United States | $80k - $105k | |||
Crypto.com | United States | $120k - $145k |
Director, US Broker-Dealer Compliance
Crypto.com is seeking an experienced professional to oversee our US Broker-Dealer compliance operations. This role is the primary owner of Broker Dealer compliance, working closely with our FINRA-licensed entity to ensure we remain in good standing with regulators while supporting the day-to-day needs of the business. In addition to core Broker Dealer responsibilities, this person will also support our New Hampshire Trust Custody program and related compliance functions.
Key Responsibilities
- Own and manage all compliance testing, office inspections, and best execution reviews, including SEC Rule 605/606 reporting
- Prepare and submit regulatory filings including Forms U4, U5, Form BD, Form BR, CMA and MatCon
- Serve as the primary point of contact during FINRA and SEC audits, cycle exams, and cause examinations
- Manage FINRA Rule 4530 Reporting and respond to all regulatory inquiries in a timely and organized manner
- Conduct internal and external communication, and marketing reviews to ensure adherence to FINRA standards
- Support Margin and Options compliance and risk management
- Support the NH Trust Custody program, including IRA-related compliance matters
- Maintain the Compliance Manual and all relevant written procedures, keeping them current with regulatory changes
- Administer the Identity Theft Prevention Program (ITPP) and manage Privacy (Reg S-P) and Information Security notice obligations
Qualifications
- Experience with Broker-Dealer compliance, and prior interaction with FINRA and the SEC
- FINRA registration required, including fingerprinting; Series 7 and Series 24 are required, Series 4 is strongly preferred
- Strong organizational skills with the ability to manage a broad scope of responsibilities independently
- Comfortable working across teams and communicating directly with state and federal regulators
- Familiarity with trust custody compliance and IRA regulations is a plus