| Job Position | Company | Posted | Location | Salary | Tags |
|---|---|---|---|---|---|
Binance | Abu Dhabi, United Arab Emirates |
| |||
Okx | Remote | $84k - $150k | |||
Blacklock Group | New York, NY, United States | $175k - $225k | |||
gumi Cryptos Capital | United States | $85k - $102k | |||
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Ripple | San Francisco, CA, United States | $184k - $225k | |||
Ripple | New York, NY, United States | $120k - $130k | |||
Ripple | New York, NY, United States | $72k - $90k | |||
Chainalysis | New York, NY, United States | $80k - $110k | |||
Nubank | Miami, FL, United States | $87k - $180k | |||
Galaxy | New York, NY, United States | $150k - $175k | |||
Woo | Remote | $98k - $108k | |||
American Express | New York, NY, United States | $103k - $174k | |||
Revenue3 | New York, NY, United States | $150k - $180k | |||
Chainlink Labs | New York, NY, United States | $101k - $238k | |||
Ripple | New York, NY, United States | $170k - $200k |
Deputy Compliance Officer - ADGM
Responsibilities
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Establish, maintain, and monitor a compliance framework to ensure that the firm meets all applicable ADGM and FSRA regulations, including those under MIR, GEN, COBS, PRU, and the AML Rulebook.
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Review and advise on policies, procedures, controls, and governance arrangements to ensure regulatory alignment and support a culture of compliance across the firm.
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Act as the principal point of contact with the FSRA for all compliance-related matters and lead the firmโs response to regulatory audits, RFIs, and inspections.
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Prepare and submit all necessary regulatory returns, notifications, and periodic reports as required under the rules and/or by the regulator.
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This is a Controlled Function that must be approved by the FSRA under GEN 5.4.1.
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The Deputy CO must be independent of business lines, have sufficient authority, resources, and direct access to senior management and the board.
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The individual must meet the fit and proper requirements under GEN 5.5.1 and has personal liability for regulatory breaches in their areas of responsibility.
Requirements
- 10 years of experience in regulatory and compliance roles within financial markets, cryptocurrency exchanges, and stock exchanges.
- Strong knowledge of risk and compliance frameworks, with experience working alongside regulators. Familiarity with FSRA rules is a plus.
- Technical expertise in surveillance tools and related technologies.