Non Tech Web3 Jobs in United States
7,537 jobs found
web3.career is now part of the Bondex Ecosystem
| Job Position | Company | Posted | Location | Salary | Tags |
|---|---|---|---|---|---|
Crypto.com | United States | $230k - $280k | |||
Rain | New York, NY, United States | $180k - $250k | |||
Coins.ph | New York, NY, United States | $21k - $54k | |||
Partnerverse | United States | $90k - $95k | |||
| Learn job-ready web3 skills on your schedule with 1-on-1 support & get a job, or your money back. | | by Metana Bootcamp Info | |||
Partnerverse | United States | $72k - $90k | |||
Partnerverse | United States | $54k - $95k | |||
Alchemy | New York, NY, United States | $290k - $320k | |||
Mastercard | New York, NY, United States | $221k - $353k | |||
Jack & Jill | New York, NY, United States | $54k - $95k | |||
Jito Labs | United States | $190k - $210k | |||
Phantom | United States | $103k - $158k | |||
Kraken | United States | $110k - $220k | |||
Figment | New York, NY, United States | $160k - $190k | |||
Hyperbolic Labs | San Francisco, CA, United States | $105k - $162k | |||
Hyperbolic Labs | San Francisco, CA, United States | $105k - $169k |
Director, US Broker-Dealer Compliance
Crypto.com is seeking an experienced professional to oversee our US Broker-Dealer compliance operations. This role is the primary owner of Broker Dealer compliance, working closely with our FINRA-licensed entity to ensure we remain in good standing with regulators while supporting the day-to-day needs of the business. In addition to core Broker Dealer responsibilities, this person will also support our New Hampshire Trust Custody program and related compliance functions.
Key Responsibilities
- Own and manage all compliance testing, office inspections, and best execution reviews, including SEC Rule 605/606 reporting
- Prepare and submit regulatory filings including Forms U4, U5, Form BD, Form BR, CMA and MatCon
- Serve as the primary point of contact during FINRA and SEC audits, cycle exams, and cause examinations
- Manage FINRA Rule 4530 Reporting and respond to all regulatory inquiries in a timely and organized manner
- Conduct internal and external communication, and marketing reviews to ensure adherence to FINRA standards
- Support Margin and Options compliance and risk management
- Support the NH Trust Custody program, including IRA-related compliance matters
- Maintain the Compliance Manual and all relevant written procedures, keeping them current with regulatory changes
- Administer the Identity Theft Prevention Program (ITPP) and manage Privacy (Reg S-P) and Information Security notice obligations
Qualifications
- Experience with Broker-Dealer compliance, and prior interaction with FINRA and the SEC
- FINRA registration required, including fingerprinting; Series 7 and Series 24 are required, Series 4 is strongly preferred
- Strong organizational skills with the ability to manage a broad scope of responsibilities independently
- Comfortable working across teams and communicating directly with state and federal regulators
- Familiarity with trust custody compliance and IRA regulations is a plus