DeFi Jobs

We don’t stop there. Check out these other perks:

• Comprehensive health, dental and vision insurance
• Equity-heavy compensation packages
• Access to our corporate sponsor box at Madison Square Garden
• Remote friendly (and pet friendly) workplace
• Paid time off
• Catered lunch, daily
• Stocked snack station
• Learning Lunches

THE ROLE IN A NUTSHELL

We are looking for an experienced Compliance Associate with a superb track record of ensuring compliance and supporting business and operations teams in following all applicable rules.

Reporting to the co-founder, this person will assist with all day-to-day compliance responsibilities and be a major part of our Policy Team making important compliance and business decisions.

As our teams innovate never-before-seen cryptocurrency products and services you will act as their legal eyes and ears, helping ensure they do not inadvertently fall foul of compliance:

What you'll be doing:

Compliance Operations:

• Transaction Monitoring:
  • Conduct real time transaction monitoring of customers' activities in accordance with regulatory requirements and internal guidelines
  • Investigate suspicious activity and determine whether a SAR should be filed
  • Prepare and file SARs
  • Work closely with Trading and Ops teams to ensure compliance and provide guidance

• KYC and Customer Onboarding:
  • Manage customer onboarding and conduct KYC verifications, screenings, and ongoing rescreening
  • Ensure an easy and pleasant onboarding experience for customers while following all policies and procedures
• External Parties:
  
  • Correspond with and maintain relationships with our partners, including banks, cryptocurrency exchanges, compliance vendors, advisors, law firms, and auditors
  • Provide due diligence materials as requested and ensure compliance with external parties requirements
  • Support the performance of audits and examinations
• General
  • Recommend ways to improve and automate internal processes
  • Assist with the implementation of systems and controls
  • Identify compliance and fraud risks and offer solutions
  • Keep abreast of regulatory developments and guidelines, and update our policies and procedures accordingly

Contact us if you can relate to any of the following:

• You have worked in a relevant field
• CAMS certified (not required, but a major plus)
• You have at least 6 years of relevant experience (conducting transaction monitoring, AML/Fraud investigations, customer due diligence, SAR preparation and filing)
• You have worked in either a trading venue, fintech, software business, or a related financial services organization
• You have working knowledge of applicable laws, regulations, and guidelines (e.g., BSA, OFAC, FinCEN guidance, KYC, and industry best practices)
• You have a strong interest in financial innovation and specifically in blockchain/crypto/defi
• You possess strong interpersonal, analytical, and communications (verbal and written) skills
• You live by the mission of a more scalable, programmatic, and decentralized vision of the future of finance