Remote Web3 Jobs

Say hello to Newton — Canada's first low-cost cryptocurrency trading platform. We see a future where financial systems are open to everyone and built to empower people to embrace financial freedom. We believe cryptocurrency plays a role in that future, so we're making it more accessible to Canadians.

Newton team members are spread out across Canada within a fully-remote capacity.

As a Compliance Officer in the capital markets industry, your primary responsibility will be to assist and support the compliance team in ensuring that the organization operates within the legal and regulatory frameworks. You will play a crucial role in promoting and maintaining a strong compliance culture within the company. You will work closely with senior compliance officers to monitor and assess risks, implement controls and provide guidance to various departments on regulatory matters.

Key Responsibilities:

1. Compliance Monitoring and Reporting:

·  Assist in monitoring the company's compliance with relevant laws, regulations, and internal policies.

·  Conduct periodic reviews and assessments to identify compliance issues and risks.

2. Regulatory Research and Analysis:

· Stay updated on new and existing regulations, industry best practices, and emerging compliance trends.

· Conduct research and analysis on regulatory requirements to ensure the company's adherence.

3. Compliance Training and Awareness:

· Assist in promoting a strong compliance culture by raising awareness of compliance obligations.

· Provide guidance to employees on compliance-related issues and inquiries.

4.  Compliance Documentation and Record-keeping:

· Maintain accurate and organized compliance records, including policies, procedures and reports.

· Assist in the development and implementation of compliance-related documentation.

· Ensure documentation is up-to-date, accessible, and in line with regulatory requirements.

5.  Internal Controls and Risk Assessments:

·  Assist in conducting internal audits and reviews to evaluate the effectiveness of controls.

· Participate in the design and implementation of compliance risk management strategies.

6.  Compliance Incident Management:

· Support the investigation and resolution of compliance-related incidents or breaches.

· Assist in developing corrective action plans and monitoring their implementation.

· Maintain incident tracking logs and provide reports on the status of investigations.

Skills and Qualifications:

• Bachelor's degree in finance, business, law, or a related field.
• Knowledge of financial regulations and industry best practices.
• Strong analytical and problem-solving skills.
• Excellent attention to detail and organizational abilities.
• Good communication and interpersonal skills.
• Ability to work effectively both independently and as part of a team.

At Newton, we celebrate our inclusive work environment and welcome members of all backgrounds and perspectives to apply. We are committed to providing reasonable accommodations and will work with you to meet your needs. If you are a person with a disability and require assistance during the application process, please don’t hesitate to reach out!